-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EJz2BoQlgLtOHia4e302BFeyzZsuida17XDRE3p0TdfQO3CpC4BLoW9IrROJNvv3 idtMcgSP7WxI0gawGQZqmA== 0000926044-98-000022.txt : 19980211 0000926044-98-000022.hdr.sgml : 19980211 ACCESSION NUMBER: 0000926044-98-000022 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED FILMS CORP CENTRAL INDEX KEY: 0001040660 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 841311581 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52215 FILM NUMBER: 98528512 BUSINESS ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3035301411 MAIL ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONDON C RICHARD CENTRAL INDEX KEY: 0001048857 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 MAIL ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 SC 13G 1 CUSIP NO. 038197-10-9 13G Page 1 of 4 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d - 2(b) APPLIED FILMS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 038197-10-9 -------------------------------------------------------------- (CUSIP Number) (Continued on the following pages) Page 1 of 4 Pages CUSIP NO. 038197-10-9 13G Page 2 of 4 Pages 1. NAME OF REPORTING PERSON C. Richard Condon 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5. SOLE VOTING POWER NUMBER OF 174,524.25 SHARES BENEFICIALLY 6. SHARED VOTING POWER OWNED BY EACH 17,961 REPORTING PERSON 7. SOLE DISPOSITIVE POWER WITH 174,524.25 8. SHARED DISPOSITIVE POWER 17,961 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 192,485.25 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |-| 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 192,485.25/3,476,437 = 5.5% 12. TYPE OF REPORTING PERSON* IN CUSIP NO. 038197-10-9 13G Page 3 of 4 Pages Item 1(a) Name of Issuer: Applied Films Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 6797 Winchester Circle Boulder, Colorado 80301 Item 2(a) Name of Person Filing: C. Richard Condon Item 2(b) Address of Principal Business Office or, if None, Residence: C. Richard Condon 6797 Winchester Circle Boulder, Colorado 80301 Item 2(c) Citizenship: United States of America Item 2(d) Title of Securities: Common Stock Item 2(e) CUSIP Number: 038197-10-9 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. Item 4 Ownership: Ownership details are disclosed in Items 5 through 8 on the coversheet preceding this portion of Schedule 13G. The amount shown in Item 9 on the coversheet for C. Richard Condon includes 30,056.25 shares covered by options exercisable within 60 days. CUSIP NO. 038197-10-9 13G Page 4 of 4 Pages Item 5 Ownership of 5% or Less of a Class: Not applicable. Item 6 Ownership of More than 5% on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certification: Not applicable. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: February 9, 1998 /s/ C. Richard Condon C. Richard Condon ::ODMA\PCDOCS\GRR\119903\1 -----END PRIVACY-ENHANCED MESSAGE-----